Kenneth William O'Brien, Senior VP, Int'l Operations at GAIN Capital Holdings, Inc. (GCAP), sold 10,000 shares at $6.97 ($70K) on 2011-11-02, disclosed to the SEC on 2011-11-04.
Scheduled sale ($70k) by Senior VP, Int'l Operations under a pre-arranged 10b5-1 plan. Pre-set trade — not a discretionary signal on the stock.
Nothing distinguishes this filing.
| # | Price | Shares | Value | % of Total |
|---|---|---|---|---|
| 1 | $6.97 | 2,435 | $17K | 24.4% |
| 2 | $6.97 | 7,565 | $53K | 75.6% |
| Total | $6.97 avg | 10,000 | $70K | 100% |
| Filing → |
| GCAP | SELL | 2011-12-06 | $32K | — | Filing → |
| GCAP | SELL | 2011-10-07 | $33K | — | Filing → |
| GCAP | SELL | 2011-10-05 | $29K | — | Filing → |