Kenneth William O'Brien, Senior VP, Int'l Operations at GAIN Capital Holdings, Inc. (GCAP), sold 5,000 shares at $6.53 ($33K) on 2011-10-05, disclosed to the SEC on 2011-10-07.
Scheduled sale ($33k) by Senior VP, Int'l Operations under a pre-arranged 10b5-1 plan. Pre-set trade — not a discretionary signal on the stock.
Nothing distinguishes this filing.
| # | Price | Shares | Value | % of Total |
|---|---|---|---|---|
| 1 | $6.53 | 605 | $4K | 12.1% |
| 2 | $6.53 | 4,395 | $29K | 87.9% |
| Total | $6.53 avg | 5,000 | $33K | 100% |
| Filing → |
| GCAP | SELL | 2011-12-06 | $32K | — | Filing → |
| GCAP | SELL | 2011-11-04 | $70K | — | Filing → |
| GCAP | SELL | 2011-10-05 | $29K | — | Filing → |