Phillip Goldstein is Director at PUTNAM HIGH INCOME SECURITIES FUND (PCF). They have made 336 open-market trades across 33 companies since 2006, most recently 2026-10-08.
CIK 0001067621
246 open-market purchases totalling $49.5M since 2006, against 90 sales. Across 169 scored buys the stock is up 1.8% at ninety days, and 0.6 points behind the S&P over the same stretch.
200 scored purchases · one row per filing · discretionary only
| 7d | 30d | 90d | |
|---|---|---|---|
| Accuracy | 52% | 57% | 61% |
| Avg Move | -0.5% | +0.8% | +1.8% |
| Alpha | +0.7% | +0.2% | -0.6% |
| Scored | 200 | 192 | 169 |
| 7d | 30d | 90d | |
|---|---|---|---|
| Accuracy | 57% | 35% | 39% |
| Avg Move | -1.8% | +2.7% | +2.8% |
| Ticker | Type | Traded | Filed | Price | Value | 7d Stock | 30d Stock | 90d Stock |
|---|---|---|---|---|---|---|---|---|
| SWZ | BUY | 2026-10-08 | 2026-10-13 | $5.73 | $29K | — | — | — |
| PCF | BUY | 2026-08-19 | 2026-08-21 | $5.38 | $134K | +3.9% | +0.7% | — |
| PCF | BUY | 2026-08-06 | 2026-08-10 | $5.30 | $4K | +0.8% | +3.3% | — |
| SWZ | BUY | 2026-07-06 | 2026-07-08 | $5.95 | $36K | -0.3% | -0.4% | -3.4% |
| PCF | BUY | 2026-04-07 | 2026-04-09 | $5.46 | $31K | +1.2% | +1.2% | -4.1% |
| SWZ | BUY | 2026-03-18 | 2026-03-19 | $5.98 | $60K | +1.0% | +3.7% | +0.7% |
| PCF | BUY | 2026-03-18 | 2026-03-19 | $5.46 | $98K | +1.3% | +5.3% | +1.1% |
| SWZ | BUY | 2026-03-05 | 2026-03-09 | $5.99 | $60K | -0.5% | +0.9% | -1.2% |
| SWZ | BUY | 2026-03-03 | 2026-03-05 | $6.01 | $30K | +1.2% | -0.3% | -0.5% |
| SWZ | BUY | 2026-02-23 | 2026-02-25 | $6.13 | $31K | -3.4% | -5.0% | -3.5% |
| SWZ | BUY | 2026-02-06 | 2026-02-10 | $6.07 | $61K | +1.2% | -1.0% | +0.0% |
| PCF | BUY | 2026-02-02 | 2026-02-04 | $6.05 | $106K | +0.2% | -2.8% | -6.8% |
| SWZ | BUY | 2026-01-30 | 2026-02-03 | $5.92 | $59K | +2.0% | -0.7% | +0.2% |
| CXH | BUY | 2026-01-22 | 2026-01-26 | $7.97 | $81K | N/A | N/A | N/A |
| CXH | SELL | 2026-01-22 | 2026-01-26 | $7.97 | $40K | N/A | N/A | N/A |
| CMU | BUY | 2026-01-20 | 2026-01-23 | $3.50 | $2K | -0.6% | +0.3% | +3.2% |
| PCF | BUY | 2025-12-16 | 2025-12-18 | $6.02 | $35K | +2.5% | +1.2% | -9.0% |
| SPE | BUY | 2025-04-04 | 2025-04-08 | $13.80 | $41K | +2.1% | +9.3% | +14.1% |
| PCF | SELL | 2025-02-24 | 2025-02-26 | $6.85 | $244K | -2.5% | -3.2% | -7.7% |
| SWZ | SELL | 2025-01-17 | 2025-01-21 | $8.45 | $38K | +1.4% | +4.6% | -28.1% |
| PCF | SELL | 2024-06-28 | 2024-07-01 | $6.93 | $624K | -3.8% | -4.2% | -0.6% |
| PCF | SELL | 2024-06-26 | 2024-06-28 | $6.85 | $922K | -5.4% | -6.1% | -3.9% |
| SPE | BUY | 2023-12-28 | 2024-01-02 | $11.78 | $16K | +1.3% | +1.7% | +6.0% |
| PCF | BUY | 2023-04-21 | 2023-04-25 | $6.37 | $64K | -0.5% | -2.9% | +3.0% |
| PCF | BUY | 2023-04-10 | 2023-04-12 | $6.39 | $64K | -1.7% | -4.3% | -0.5% |
Grouped by shared companies and similar filing behaviour. This is a similarity measure, not a ranking or a performance signal.
| PHF |
| 1,236,115 |
| $9.9M |
| AKP | 620,173 | $9.2M |
| LCM | 1,082,607 | $8.4M |
| LBF | 480,946 | $4.2M |
| XRDC | 797,848 | $1.8M |
| SWZ | 124,229 | $714K |
| DCA | 145,800 | $637K |
| CUBA | 240,697 | $607K |
| PCF | 72,860 | $368K |
| CH | 21,107 | $193K |
| SVVC | 580,825 | $136K |
| MXE | 10,002 | $125K |
| MVC | 13,666 | $125K |
| ASA | 2,400 | $124K |
| CMU | 24,878 | $84K |
| EMG | 204,976 | $61K |
| SPE | 120 | $1K |
| IFT | 225,957 | — |
| AYN | 405,465 | — |
| BDCV | 814,749 | — |
| CMK | 782,825 | — |
| CXH | 12,907 | — |
| DTLA | 200,936 | — |
| ETF | 708,699 | — |
| [PCF] | 163,706 | — |
| ISL | 525 | — |
| Total | $168.8M |
Shares reported on the most recent Form 4, priced at the 2026-10-13 close. 9 holdings could not be priced and are excluded from the total.
Counted per filing, not per execution lot — a purchase filled in several tranches is one decision.
| Scored | 23 | 23 | 23 |