Phillip Goldstein, Secretary at Total Return Securities Fund (SWZ), bought 5,324 shares at $6.01 ($32K) on 2026-03-03, disclosed to the SEC on 2026-03-05.
Open-market purchase of $32k SWZ by Secretary. Below the thresholds we flag for high-conviction alerts (no C-suite role, rare reversal, cluster, or A-grade history). Context: insider career grade C.
Nothing distinguishes this filing.
| # | Price | Shares | Value | % of Total |
|---|---|---|---|---|
| 1 | $6.16 | 256 | $2K | 4.9% |
| 2 | $6.16 | 68 | $419 | 1.3% |
| 3 | $6.01 | 5,000 | $30K | 93.8% |
| Total | $6.02 avg | 5,324 | $32K | 100% |
| Filing → |
| SWZ | BUY | 2026-07-08 | $36K | — | Filing → |
| PCF | BUY | 2026-04-09 | $31K | — | Filing → |
| PCF | BUY | 2026-03-19 | $98K | — | Filing → |