Randall C. Barnes, Director at Guggenheim Active Allocation Fund (GUG), bought 11,760 shares at $13.92 ($164K) on 2023-12-13, disclosed to the SEC on 2023-12-13.
Open-market purchase of $164k GUG by Director. Below the thresholds we flag for high-conviction alerts (no C-suite role, rare reversal, cluster, or A-grade history). Context: insider career grade D.
Nothing distinguishes this filing.
| # | Price | Shares | Value | % of Total |
|---|---|---|---|---|
| 1 | $13.92 | 5,880 | $82K | 50.0% |
| 2 | $13.92 | 5,880 | $82K | 50.0% |
| Total | $13.92 avg | 11,760 | $164K | 100% |
| Filing → |
| GUG | SELL | 2026-03-09 | $48K | — | Filing → |
| GOF | BUY | 2025-11-04 | $5K | — | Filing → |
| GOF | BUY | 2025-10-30 | $21K | — | Filing → |