Douglas Forsyth files SEC Form 4 disclosures for Nicholas-Applegate Equity & Convertible Income Fund. They have made 8 open-market trades across 3 companies since 2007, most recently 2026-09-08.
CIK 0001240801
6 open-market purchases totalling $2.9M since 2007, against 2 sales. Across 5 scored buys the stock is up 1.7% at ninety days, and 0.1 points ahead of the S&P over the same stretch.
6 scored purchases · one row per filing · discretionary only
| Ticker | Shares | Value |
|---|---|---|
| INBX | 227,064 | $20.2M |
| NIE | 4,600 | $115K |
| NCV | 2,500 | $37K |
| INXB | 149,564 | — |
| Total | $20.4M |
Shares reported on the most recent Form 4, priced at the 2026-09-08 close. 1 holding could not be priced and is excluded from the total.
| 7d | 30d | 90d | |
|---|---|---|---|
| Accuracy | 17% | 83% | 100% |
| Avg Move | -4.9% | -1.7% | +1.7% |
| Alpha | -0.4% | -2.4% | +0.1% |
| Scored | 6 | 6 | 5 |
| Ticker | Type | Traded | Filed | Price | Value | 7d Stock | 30d Stock | 90d Stock |
|---|---|---|---|---|---|---|---|---|
| INBX | BUY | 2026-09-08 | 2026-09-08 | $114.65 | $287K | -7.8% | -22.5% | — |
| INBX | BUY | 2024-08-22 | 2024-08-26 | $13.83 | $2.1M | +5.4% | +7.9% | +4.0% |
| NIE | SELL | 2020-08-11 | 2020-08-13 | $24.67 | $493K | +2.2% | -1.9% | +5.6% |
| NCV | SELL | 2014-06-25 | 2014-06-27 | $10.58 | $159K | -7.1% | +3.1% | +3.1% |
| NIE | BUY | 2008-09-18 | 2008-09-22 | $15.09 | $151K | -6.5% | +0.5% | +0.5% |
| NIE | BUY | 2007-08-17 | 2007-08-21 | $21.58 | $108K | -6.5% | +0.5% | +0.5% |
| NIE | BUY | 2007-08-16 | 2007-08-17 | $19.57 | $98K | -6.5% | +0.5% | +0.5% |
| NCV | BUY | 2007-08-15 | 2007-08-17 | $11.82 | $177K | -7.1% | +3.1% | +3.1% |
Grouped by shared companies and similar filing behaviour. This is a similarity measure, not a ranking or a performance signal.
Counted per filing, not per execution lot — a purchase filled in several tranches is one decision.