Donald J. Umpleby III, Executive Chairman at CATERPILLAR INC (CAT), sold 34,336 shares at $412.87 ($14.2M) on 2025-09-02, disclosed to the SEC on 2025-09-03.
Scheduled sale ($14.2M) by Executive Chairman under a pre-arranged 10b5-1 plan. Pre-set trade — not a discretionary signal on the stock.
Nothing distinguishes this filing.
| # | Price | Shares | Value | % of Total |
|---|---|---|---|---|
| 1 | $412.87 | 17,168 | $7.1M | 50.0% |
| 2 | $412.87 | 17,168 | $7.1M | 50.0% |
| Total | $412.87 avg | 34,336 | $14.2M | 100% |
| Filing → |
| CAT | SELL | 2014-05-02 | $620K | — | Filing → |
| CAT | SELL | 2014-02-03 | $567K | — | Filing → |