Gerald D. Putnam

Gerald D. Putnam is Member of Management Committee at NYSE Group, Inc. (NYX). They have made 1 open-market trade across 1 company since 2006, most recently 2024-03-28.

CIK 0001299912

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Unrated. We grade insiders only on stock they chose to buy on the open market. Grants, option exercises and vesting say nothing about timing, so they don't count — which is why someone can file often and still have no grade. It isn't a bad sign: unrated buys beat every graded tier below A.

0 open-market purchases totalling $59K since 2007, against 1 sale. Too few scored purchases to measure a record yet.

Current Position

Ticker	Shares	Value
AX	1,209,535	$114.5M
ZPTA	25,000	$2K
NYX	510,141	—
Total		$114.5M

Shares reported on the most recent Form 4, priced at the 2024-04-01 close. 1 holding could not be priced and is excluded from the total.

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Sell Track Record

Filings1

No scored decision-sell filings

Decision sells only — a first sale after buying the stock, or a sale by a fund or 10% owner. Ordinary sales by officers and directors show no relationship to what the stock does next, so they are counted but not scored.

Routine0%

10b5-1 Plan98%

Volume by Type

SOpen-Market Sale

$56.8M

58 filings

FTax Withholding

$2.7M

1 filings

POpen-Market Purchase

$59K

1 filings

AAward/Grant

2 filings

Companies

Trade History

59 total

Ticker	Type	Traded	Filed	Price	Value	7d Stock	30d Stock	90d Stock
NYX	SELL · 10b5-1	2007-06-12	2007-06-14	$81.06	$316K	N/A	N/A	N/A
NYX	SELL · 10b5-1	2007-06-12	2007-06-14	$80.87	$632K	N/A	N/A	N/A
NYX	SELL · 10b5-1	2007-06-12	2007-06-14	$80.29	$40K	N/A	N/A	N/A
NYX	SELL · 10b5-1	2007-06-12	2007-06-14	$80.79	$242K	N/A	N/A	N/A
NYX	SELL · 10b5-1	2007-05-31	2007-06-04	$83.47	$175K	N/A	N/A	N/A
NYX	SELL · 10b5-1	2007-05-31	2007-06-04	$83.57	$1.4M	N/A	N/A	N/A
NYX	SELL · 10b5-1	2007-05-31	2007-06-04	$84.06	$336K	N/A	N/A	N/A
NYX	SELL · 10b5-1	2007-05-31	2007-06-04	$83.89	$772K	N/A	N/A	N/A
NYX	SELL · 10b5-1	2007-05-17	2007-05-21	$81.88	$1.6M	N/A	N/A	N/A
NYX	SELL · 10b5-1	2007-05-17	2007-05-21	$81.13	$105K	N/A	N/A	N/A
NYX	SELL · 10b5-1	2007-05-17	2007-05-21	$81.70	$302K	N/A	N/A	N/A
NYX	SELL · 10b5-1	2007-05-17	2007-05-21	$81.90	$639K	N/A	N/A	N/A
NYX	SELL · 10b5-1	2007-04-30	2007-05-02	$85.91	$1.2M	N/A	N/A	N/A
NYX	SELL · 10b5-1	2007-04-30	2007-05-02	$85.44	$478K	N/A	N/A	N/A
NYX	SELL · 10b5-1	2007-04-30	2007-05-02	$84.68	$178K	N/A	N/A	N/A
NYX	SELL · 10b5-1	2007-04-30	2007-05-02	$85.67	$668K	N/A	N/A	N/A
NYX	SELL · 10b5-1	2007-04-30	2007-05-02	$85.81	$257K	N/A	N/A	N/A
NYX	SELL · 10b5-1	2007-04-17	2007-04-19	$93.49	$907K	N/A	N/A	N/A
NYX	SELL · 10b5-1	2007-04-17	2007-04-19	$93.65	$730K	N/A	N/A	N/A
NYX	SELL · 10b5-1	2007-04-17	2007-04-19	$94.38	$283K	N/A	N/A	N/A
NYX	SELL · 10b5-1	2007-04-17	2007-04-19	$93.98	$564K	N/A	N/A	N/A
NYX	SELL · 10b5-1	2007-04-17	2007-04-19	$95.87	$288K	N/A	N/A	N/A
NYX	SELL · 10b5-1	2007-04-17	2007-04-19	$92.75	$278K	N/A	N/A	N/A
NYX	SELL · 10b5-1	2007-04-02	2007-04-03	$95.16	$771K	N/A	N/A	N/A
NYX	SELL · 10b5-1	2007-04-02	2007-04-03	$94.83	$493K	N/A	N/A	N/A

Gerald D. Putnam

Current Position

Sell Track Record

Volume by Type

Companies

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