Ronald E. Toupin Jr., Director at Guggenheim Active Allocation Fund (GUG), bought 1,145 shares at $13.69 ($16K) on 2022-10-12, disclosed to the SEC on 2022-10-12.
Open-market purchase of $16k GUG by Director. Below the thresholds we flag for high-conviction alerts (no C-suite role, rare reversal, cluster, or A-grade history). Context: insider career grade D.
Nothing distinguishes this filing.
| # | Price | Shares | Value | % of Total |
|---|---|---|---|---|
| 1 | $13.67 | 145 | $2K | 12.6% |
| 2 | $13.68 | 1,000 | $14K | 87.3% |
| 3 | $13.69 | 0 | $10 | 0.1% |
| Total | $13.69 avg | 1,145 | $16K | 100% |
| Filing → |
| GUG | BUY | 2023-12-29 | $3K | — | Filing → |
| GUG | BUY | 2023-11-30 | $3K | — | Filing → |
| GUG | BUY | 2023-10-31 | $3K | — | Filing → |