Ronald E. Toupin Jr., Director at Guggenheim Active Allocation Fund (GUG), bought 249 shares at $0.30 ($3K) on 2022-12-30, disclosed to the SEC on 2023-01-03.
Open-market purchase of $3k GUG by Director. Below the thresholds we flag for high-conviction alerts (no C-suite role, rare reversal, cluster, or A-grade history). Context: insider career grade D.
Nothing distinguishes this filing.
| # | Price | Shares | Value | % of Total |
|---|---|---|---|---|
| 1 | $0.30 | 0 | $0 | 0.0% |
| 2 | $13.45 | 1 | $13 | 0.4% |
| 3 | $13.45 | 248 | $3K | 99.6% |
| Total | $13.45 avg | 249 | $3K | 100% |
| Filing → |
| GUG | BUY | 2023-12-29 | $3K | — | Filing → |
| GUG | BUY | 2023-11-30 | $3K | — | Filing → |
| GUG | BUY | 2023-10-31 | $3K | — | Filing → |