Richard Wheelahan, Chief Compliance Officer at Capitala Finance Corp. (CPTA), bought 291 shares at $19.15 ($6K) on 2013-09-27, disclosed to the SEC on 2013-12-11.
Open-market purchase of $6k CPTA by Chief Compliance Officer. Below the thresholds we flag for high-conviction alerts (no C-suite role, rare reversal, cluster, or A-grade history).
Nothing distinguishes this filing.
| # | Price | Shares | Value | % of Total |
|---|---|---|---|---|
| 1 | $19.15 | 10 | $192 | 3.4% |
| 2 | $19.00 | 1 | $19 | 0.3% |
| 3 | $19.60 | 280 | $5K | 96.3% |
| Total | $19.58 avg | 291 | $6K | 100% |
| Filing → |
| CPTA | BUY | 2015-05-20 | $25K | — | Filing → |