J. Barry Griswell, Chairman and CEO at PRINCIPAL FINANCIAL GROUP INC (PFG), sold 38,100 shares at $55.81 ($2.1M) on 2006-11-03, disclosed to the SEC on 2006-11-07.
Scheduled sale ($2.1M) by Chairman and CEO under a pre-arranged 10b5-1 plan. Pre-set trade — not a discretionary signal on the stock.
Negative factors outweigh the positive ones.
| # | Price | Shares | Value | % of Total |
|---|---|---|---|---|
| 1 | $55.75 | 200 | $11K | 0.5% |
| 2 | $55.76 | 2,100 | $117K | 5.5% |
| 3 | $55.77 | 400 | $22K | 1.0% |
| 4 | $55.81 | 200 | $11K | 0.5% |
| 5 | $55.82 | 2,300 | $128K | 6.0% |
| 6 | $55.83 | 1,800 |
| $100K |
| 4.7% |
| 7 | $55.84 | 1,300 | $73K | 3.4% |
| 8 | $55.85 | 2,500 | $140K | 6.6% |
| 9 | $55.86 | 2,000 | $112K | 5.2% |
| 10 | $55.87 | 1,300 | $73K | 3.4% |
| 11 | $55.88 | 600 | $34K | 1.6% |
| 12 | $55.89 | 2,000 | $112K | 5.2% |
| 13 | $55.90 | 2,200 | $123K | 5.8% |
| 14 | $55.91 | 1,400 | $78K | 3.7% |
| 15 | $55.92 | 1,100 | $62K | 2.9% |
| 16 | $55.93 | 1,100 | $62K | 2.9% |
| 17 | $55.95 | 900 | $50K | 2.4% |
| 18 | $55.96 | 400 | $22K | 1.1% |
| 19 | $55.97 | 2,000 | $112K | 5.3% |
| 20 | $55.99 | 700 | $39K | 1.8% |
| 21 | $56.00 | 600 | $34K | 1.6% |
| 22 | $56.01 | 500 | $28K | 1.3% |
| 23 | $56.02 | 600 | $34K | 1.6% |
| 24 | $56.03 | 1,500 | $84K | 3.9% |
| 25 | $56.04 | 2,100 | $118K | 5.5% |
| 26 | $56.05 | 2,000 | $112K | 5.3% |
| 27 | $56.06 | 2,000 | $112K | 5.3% |
| 28 | $56.07 | 1,600 | $90K | 4.2% |
| 29 | $56.08 | 700 | $39K | 1.8% |
| Total | $55.93 avg | 38,100 | $2.1M | 100% |
| Filing → |
| MLHR | SELL | 2014-01-21 | $107K | — | Filing → |
| MLHR | SELL | 2012-01-23 | $20 | — | Filing → |
| OZM | BUY | 2011-12-19 | $157K | — | Filing → |